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Merge sort

Merge sort#

Merge sort is a divide-and-conquer approach to sorting that generates a new list. Like quicksort, it works by splitting the list in half. Unlike quicksort, the idea is quite simple:

  • Split the list in two arbitrarily.

  • Recursively sort each of the split lists.

  • Merge the shorter, sorted lists into a single list.

Here’s the pseudocode:

-- merge - merge two sorted lists into a single list
merge(l1, l2):
    if l1 is empty: return l2
    if l2 is empty: return l1

    if l1[0] < l2[0]:
        return l1[0] followed by merge(l1[1:], l2)
    else:
        return l2[0] followed by merge(l1, l2[1:])

-- mergesort - sort a list l into a new list
mergesort(l):
    split l arbitrarily into two lists l1 and l2 of nearly equal length
    l1_sorted = mergesort(l1)
    l2_sorted = mergesort(l2)
    return merge(l1_sorted, l2_sorted)

For the split, we can do something simple: copy every other element to one of two lists. Let’s try it in Python:

Correctness#

The correctness of merge sort is substantially easier to see than for quicksort. The split procedure is more or less arbitrary, and produces lists that are approximately half the list in length. The merge procedure will clearly produce a sorted list from two sorted lists: each time it picks off the lowest element on the front of the two lists. The mergesort procedure itself is quite simple: it splits the list, sorts them (guaranteed to be correct by an inductive argument), and then merges them.

Performance#

Merge sort will produce recursions with a perfect tree pattern: each recursive call splits the list in half. We don’t have to worry about pivot elements the way that quicksort does. We’ll get the n * log2(n) comparisons every time.

One big difference with quicksort is that merge sort produces new lists—and by default, it produces quite a few of them! It’s possible to use less space than our implementation: in general, to merge sort a list of n elements, you need to allocate space for another n elements. Our code allocates as it goes, and the merge will allocate again.

Our split routine splits every other item. In Python, it’d be easy enough to define a simpler split as, e.g., (l[0:len(l)//2], l[len(l)//2:]). Efficient implementations may use ranges of the original list and do some work in place.

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